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NEWSLETTER: As we approach the middle of the year, the regulators in Asia are set to continue revising and tightening up regulatory frameworks while continuing to develop ties with the wider global financial ecosystem.
In Singapore, the MAS has issued proposals for a regulatory framework enabling retail investors to access private market investment funds. We highlight the key aspects of the consultation and await further updates from the MAS.
Fund managers must also grapple with the MAS’ new consultation paper proposing revisions to its requirements governing advertisements. One of the major adjustments is the removal of exclusions allowing communications with accredited and institutional investors to fall outside the scope of Singapore’s rules. This shift carries implications for CMS licence holders when promoting products and services to the non-retail segment.
Meanwhile in Hong Kong, the SFC had a chance to meet with and strengthen its connection with international regulatory bodies at the 50th IOSCO Annual meeting, held in Qatar. The event provided the regulator to strengthen its integration with the Middle East and other global capital markets, as well as promoting collaborative investment and fund offering opportunities.
Conducting SFC regulated activities in Hong Kong and getting licensed can seem daunting. It’s therefore crucial for anyone wanting to capitalise on opportunities in the region to get to grips with the requirements, depending on the licence types you’re applying for. Our guide navigating the SFC’s process can help you get set up and meet regulatory obligations.
If you have any questions about or require guidance on any of the topics mentioned above, get in touch.
Rebecca Thorpe, Global Head of Regulatory Consulting
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