RegTech Showcase: Market abuse surveillance

Monitoring market abuse has always been challenging. And the move to hybrid working has made it even more complicated.

The regulator has been clear about its ‘data-driven’ approach and has always expected firms to adopt technology, where appropriate. Whereas larger firms often have teams dedicated to managing surveillance software, for many it is not a practical or commercial option.

In this webinar, we looked at both the FCA’s expectations when it comes to monitoring market abuse and how you can meet them using technology. We covered the following:

• The FCA’s requirements when it comes to monitoring market abuse – and recent examples where firms have not met them
• How surveillance technology works – looking at market leading software from KRM22.
• Bovill Newgate’s managed service – developed alongside our clients

We were joined by experts from KRM22 to show us live examples on their system.