30 Jan 2024, 10:00 am - 11:00 am | UK & Europe
The FCA expect firms to have adequate systems and controls in place to detect suspicious transactions and behaviours in the marketplace. Yet with the surge in ‘off-channel’ communications such as text messages, messaging and collaboration apps, and virtual meetings, identifying misconduct is only getting harder.
Joined by our friends at Fingerprint, who walked us through their communications supervision platform, this webinar looked at how technology can support to:
- reconstruct activities, assess behaviours, and build cases.
- proactively monitor communications across multiple channels
- ensure conduct obligations are being met
- evidence a robust approach to the regulator and provide assurance to the board.
This event was ran prior to Bovill joining Ocorian and rebranding to Bovill Newgate.
Speakers
James Hogbin
Boasting 20+ years of industry experience, spanning regulation, IT and corporate governance, James’ perspective has helped make the Fingerprint Supervision platform what it is today. Alongside leading the team, James continues offering essential Regulatory IT advice to up-and-coming startups and the world’s most premier brand names in finance.
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